Post Advisory Group LLC's Global Privacy Statement

Last updated: April 2026

Post Advisory Group and its affiliated entities (including affiliated fund vehicles) (“Post,” “we,” “us,” or “our”) respect the privacy of your personal information (i.e., information that may directly or indirectly identify you, as further described below) (“PI”). For purposes of applicable U.S. law, this includes “nonpublic personal information” as defined under Regulation S-P. This Global Privacy Statement (“Privacy Statement”) describes our practices regarding the collection, use, and disclosure of your PI, including sensitive personal information (as further described below), when you visit our Post website (the “Site”), communicate with us, or otherwise engage with us in connection with our investment management and related services (collectively, the “Services”).

Post primarily provides investment management services to institutional investors, and the personal information we process typically relates to individuals associated with those entities (such as representatives, beneficial owners, and authorized signatories), and, in limited cases, individual investors.

This Privacy Statement is provided in a layered format so you can click through to the specific areas set out below. You can also download a version of the Privacy Statement (PDF).

This Privacy Statement also provides information about your rights in relation to the processing of your PI, including for residents in California and residents in the European Economic Area (“EEA”), United Kingdom (“UK”), and Switzerland. Please note: The applicability of certain sections of this Privacy Statement will vary by law and jurisdiction. As a result, not all provisions of this Privacy Statement will apply to all users or all of certain users’ PI.

For the purposes of European, UK, and Swiss data protection laws, when applicable, Post is the controller of your PI as further described in this Privacy Statement. A list of Post affiliated entities is available upon request.

References to “you” or “your” refer to individuals whose PI is processed by Post, including representatives, beneficial owners, and other individuals associated with institutional investors or prospective investors, as well as, in limited cases, individual investors in connection with:

the provision of investment management and related services to prospective or actual investors; or
transactions and investment activities to which we are party.

By accessing the Site and using our Services, you agree to our collection and use of your PI as described in this Privacy Statement. However, your use of the Services does not equate to consent for the processing of your PI for purposes of European, UK, and Swiss data protection laws.

Personal Information We Collect – Sources and Categories

In the 12 months preceding the date of this Privacy Statement, we have collected your PI in a number of ways, including:

when you provide it to us, including in connection with a Post product or service you have purchased or are considering, such as a completed investment subscription form, account documentation, or when you communicate with us in relation to your investment;
if you are a representative of an organization or entity that is a client of Post, and that organization or entity provides us with your PI;
throughout the course of our relationship with you, including when you change your details, you provide additional PI or as required in connection with ongoing regulatory and compliance obligations; and
from third parties where applicable, including service providers, counterparties, or other third parties that you direct or authorize to share information with us.

Please note that, where we receive your PI from a source other than directly from you, Post cannot ensure the accuracy of such PI.

The categories of PI we have collected from these sources during the 12 months preceding the date of this Privacy Statement, and will continue to collect, include the following:

Personal identifiers: e.g., name, residential address, email address(es), telephone number(s), government identification documentation and numbers, date of birth, nationality, and signature;
Professional information: e.g., name of current employer, job title, work address, work telephone number(s), work email address, and professional background information relevant to your relationship with us;
Financial information: e.g., bank account number, account balance, income, assets, and liabilities;
Profile information: details about your accounts that you have with us and other details of products and services you have purchased from us, such as your account, investments, and login credentials (such as username and password) for any online services we make available to you;
Electronic monitoring information: to the extent permitted by law, we may record and monitor your electronic communications with us for compliance and security purposes; and
Sensitive Personal Information (“SPI”): We collect sensitive personal information where necessary to provide our services and comply with legal and regulatory obligations (for example, government identification numbers used for anti-money laundering and know-your-customer purposes). We request that you only provide such information where it is required for these purposes.

We may also collect any other PI from you to the extent that you voluntarily disclose such PI to us.

Unless we otherwise indicate that the provision of specific PI is optional, any PI we request from you, your organization, or other associated entity will be related to the products and services requested by you or on your behalf. If you do not provide the PI requested, we may not be able to provide those products or services, accept or progress your submission of interest, fulfill your request, or respond to your communications more generally.

Purpose and Legal Basis for Processing Your Personal Information

We will only use your PI in accordance with applicable law and in the following circumstances:

Categories of PI	Processing purposes	Legal basis for processing
Personal identifiers; Professional information; Financial information; Profile information; SPI	To provide our services, including providing investment management and related services, (i) opening an account, or entering into a relationship at your request, including performing anti-money laundering, anti-terrorism, sanction screening, fraud, and other due diligence checks; (ii) liaising with third parties (e.g., brokers for the purposes of executing transactions); and (iii) administering investments and related accounts	To enter into/perform a contract with you; to comply with our legal or regulatory obligations; to pursue our legitimate interests in providing the requested services and administering our business in an effective and efficient manner
Personal identifiers; Professional information; Financial information; Profile information; SPI	Communication: To contact you about your account, respond to your requests and inquiries, and manage our relationship with you, including responding to communications and maintaining records of interactions and notifying you about changes to our terms and policies or our privacy practices (including this Privacy Statement)	To enter into/perform a contract with you; to comply with our legal or regulatory obligations; to pursue our legitimate interest in managing and administering our relationship with you and responding to your requests
Personal identifiers; Professional information; Profile information	Security: To ensure network and information security, including monitoring authorized users’ access to our systems for the purpose of preventing cyber-attacks, unauthorized use of our systems, prevention or detection of crime and protection of your PI	To pursue our legitimate interests in maintaining the security of our systems and protecting personal information; and to comply with our legal obligations
Personal identifiers; Professional information; Financial information; Profile information; SPI	Legal claims: To defend and enforce our rights, including against legal claims that involve us, and to manage regulatory matters, investigations, data breaches, and/or data subject requests	To comply with a legal obligation, e.g., to respond to an official request or data subject request; and to pursue our legitimate interests to defend and enforce our rights
SPI	Investment eligibility: To verify your investment eligibility, including determining whether you are a “politically exposed person”	To comply with our legal or regulatory obligations

If you are located in the EEA, the UK, or Switzerland, you have the right to object to the processing of your PI where that processing is based on our legitimate interests. Please note, however, that we may continue to process your PI where permitted by applicable law, including where necessary to comply with legal or regulatory obligations.

Cookies and Other Technologies

A cookie is a small file on your computer's hard drive. The cookie helps analyze web traffic or lets you know when you visit a particular site. Cookies allow web applications to respond to you as an individual. The web application can tailor its operations to your needs by gathering and remembering information about your preferences.

We use cookies and similar technologies to identify which pages are being used. This helps us analyze data about web page traffic and improve our website and functionality. We only use this information for statistical analysis purposes.

Overall, cookies help us provide you with a better website, by enabling us to monitor which pages you find useful. Our cookies do not give us access to your computer or personal files.

You can configure your browser to accept or decline cookies. Most web browsers automatically accept cookies, but you can usually modify your browser setting to decline cookies if you prefer. This may prevent you from taking full advantage of the website.

Parties to Which We May Disclose Your Personal Information

The following chart describes the categories of PI that we disclosed to third parties for a business purpose in the 12 months prior to the date of this Privacy Statement:

CATEGORIES OF PI	CATEGORIES OF THIRD PARTIES WITH WHICH WE SHARE PI FOR A BUSINESS PURPOSE
Personal identifiers; Professional information; Financial information; Profile information; Technical information; SPI	Service providers that provide data security services and cloud-based data storage, and assist with other IT-related functions
Personal identifiers; Professional information; Financial information; Profile information; SPI	Service providers that assist us in providing or administering our products or services or in otherwise administering our business, and financial professionals (e.g., brokers and placement agents or other parties acting on our behalf) that help us provide you with our products and services
Personal identifiers; Professional information; Financial information; Profile information; SPI	Post’s affiliated entities (a current list is available upon request)
Personal identifiers; Professional information; Financial information; Profile information; SPI	Professional advisors, third parties, agents, or independent contractors that provide services to Post (such as IT systems providers, including lawyers and accountants)
Personal identifiers; Professional information; Financial information; Profile information; SPI	Organizations that assist us with anti-money laundering and anti-terrorist financing checks and detecting fraud and other potential criminal activity
Personal identifiers; Professional information; Financial information; Profile information; SPI	Third parties with whom you instruct or authorize us to share data

In addition to the above, we may also disclose your PI in any jurisdiction to:

competent authorities (including national or international regulators, law enforcement authorities, tax authorities and courts or other tribunals) or their agents, where Post is required or permitted by law or regulation to do so; or
comply with a subpoena or similar legal process or government request, or when we believe in good faith that disclosure is legally required or otherwise necessary to protect our rights and property or the rights, property, or safety of others, including law enforcement agencies and judicial or regulatory authorities.

International Data Transfers

Our operations are primarily based in the United States, and we may use service providers located in other jurisdictions. As a result, your PI may be transferred to, stored in, or accessed from jurisdiction outside of the jurisdiction in which you are located.

If you are located in the EEA, UK, or Switzerland, Post may, for the purposes listed in this Privacy Statement, transfer your PI to the recipients described above that are located in countries outside the EEA, the UK, or Switzerland, including to the United States, and that are not currently considered by the European Commission, UK Government, and/or the Swiss Federal Data Protection and Information Commissioner (as applicable) to provide an adequate level of data protection.

In these circumstances, Post will take steps to ensure that the PI is transferred in accordance with relevant data protection laws, including by entering into Standard Contractual Clauses or similar (“SCCs”) with the recipient, or otherwise relying on a derogation for the transfer (e.g., where the transfer is necessary for the defense of legal claims).

You can request further information on the data transfer solutions relied upon, including a copy of the SCCs, by using the contact details in this Privacy Statement.

Submitting Data Subject Requests

In accordance with applicable law, you may have certain privacy rights based on the jurisdiction in which you reside. However, please note that the below rights are not absolute and may be subject to exceptions and/or limitations. The exceptions may relate to the types of PI we collect or the nature of our business.

You may submit such requests by contacting Post via email or by telephone and we will process such requests in accordance with applicable privacy law. You may submit requests by contacting us at 1-310-996-9600 or marketing@postadvisory.com.

The types of requests provided for by applicable privacy law may include:

Right of access: confirm what data is being processed, obtain information about the processing activities, and receive a copy of your PI;
Right to rectification: seek rectification/correction of your PI where it is inaccurate or incomplete;
Right to erasure: deletion of your PI;
Right to restriction: request that we restrict the processing of your PI in certain circumstances;
Right to data portability: receive certain PI in a structured, commonly used, and machine-readable format and, where applicable, have that information transmitted to another party;
Right to object: object to the processing of your PI in certain circumstances; and
Right to Withdraw Consent: withdraw your consent where processing is based on consent. Please note that withdrawing your consent does not affect the lawfulness of our processing of your PI based on such consent before the withdrawal.

In addition, you may also have the right to lodge a complaint with your local data protection authority.

To protect your privacy, we take steps to verify your identity before fulfilling your request.

California Privacy Rights Applicable to California Residents

California Privacy Rights Act

The California Privacy Rights Act (“CCPA”) (California Consumer Privacy Act, as amended) gives California residents rights with respect to their PI. Such rights are limited to PI that is not exempt under the CCPA. The CCPA exempts, for example, nonpublic personal information that is subject to the Gramm-Leach-Bliley Act, a federal financial privacy law.

California residents have the right to opt out of the sale of their Personal Information. We do not sell PI within the meaning of the CCPA.

CCPA: Data subject request rights

As mentioned above in Submitting Data Subject Requests, the CCPA may grant you the right to submit certain requests.

For requests for access or deletion, we will first acknowledge receipt of your request within 10 business days. We will provide a substantive response to your request as soon as we can, generally within 45 days, although we may be allowed to take longer to process your request under certain circumstances.

If we expect your request is going to take us longer than normal to fulfill, we will let you know.

We usually act on requests and provide information free of charge, but we may charge a reasonable fee to cover our administrative costs of providing the information in certain situations. In some cases, the law may allow us to refuse to act on certain requests. When this is the case, we will provide you with an explanation.

When we receive a request, we will ask you for identifying information and attempt to match it to information that we maintain about you.

If we are unable to verify your identity with the degree of certainty required, we will not be able to respond to your request. We will notify you of the reason for the denial.

Our commitment to allowing you to exercise your rights – Non-discrimination

If you exercise any of the rights explained in this Privacy Statement, we will continue to treat you fairly. If you exercise your rights under this Privacy Statement, you will not be denied or charged different prices or rates for goods or services or provided a different level or quality of goods or services than others.

CCPA: Authorized agents

You may designate an agent to submit requests on your behalf. The agent must be a natural person or a business entity that is registered with the California Secretary of State.

If you would like to designate an agent to act on your behalf, you and the agent will need to comply with our verification process. Specifically, if the agent submits requests to access, know, or delete your PI, the agent will need to provide us with your signed permission indicating the agent has been authorized to submit the request on your behalf.

We will also require that you verify your identity directly with us or confirm with us that you provided the agent with permission to submit the request.

Please note that this subsection does not apply when an agent is authorized to act on your behalf pursuant to a valid power of attorney. Any such requests will be processed in accordance with California law pertaining to powers of attorney.

California Shine the Light

California Civil Code Section 1798.83, also known as the “Shine the Light” law, permits California residents who have an established business relationship with a business to annually request, free of charge, information about certain categories of PI a business has disclosed to third parties for those parties’ direct marketing purposes in the preceding calendar year. We do not share PI with third parties for their marketing purposes.

Do Not Track

Some browsers have a "do not track" feature that lets you tell websites that you do not want to have your online activities tracked. At this time, we do not respond to browsers' do not track signals.

Data Retention

We retain PI for as long as necessary to fulfill the purposes for which it was collected, including for the purposes of satisfying any legal, accounting, or reporting requirements.

To determine the appropriate retention period, the amount, nature, and sensitivity of the PI are considered, together with the necessity and purposes for the processing (including whether such purposes can be achieved through other means) and the potential risk of harm from unauthorized use or disclosure of the PI.

In certain circumstances (such as pending or threatened litigation, regulatory inquiries, or where required by applicable law) your PI may need to be kept for longer periods of time.

When personal information is no longer required for these purposes, we take reasonable steps to securely dispose of such information in accordance with applicable laws and our internal policies and procedures.

Security Practices for Personal Information

We take reasonable steps, consistent with generally accepted industry standards, including physical, technical, organizational, operational and management controls to ensure a level of security appropriate to the risk of PI processing. Additional information regarding our security practices may be made available upon request, subject to appropriate confidentiality considerations.

Children's Personal Information

The Services are not directed to children under 16 (or other age as required by local law), and we do not knowingly collect PI from children.

If you learn that your child has provided us with PI without your consent, you may contact us as set forth below. If we learn that we have collected any PI in violation of applicable law, we will promptly take steps to delete such information.

Changes to Our Privacy statement

We reserve the right to modify this Privacy Statement at any time, so please review it periodically. If we make changes that materially affect our uses of PI or your privacy rights, we will announce the changes by providing a notice on this Site and/or, if deemed appropriate, by email.

Third-Party Websites

Our Services may contain links to websites and services that are owned or operated by third parties (each, a “Third-Party Service”).

Any information that you provide on such websites is provided directly to the Third-Party Service, and we are not responsible for their respective content or privacy and security practices and policies. To protect your information, including PI, we recommend that you carefully review the privacy policies of all Third-Party Services that you access. Your interactions with these platforms are governed by the privacy policy of the company providing them.

Contact Us

If you have any questions about our privacy practices or this Privacy Statement, or if you wish to submit a request to exercise your rights as detailed in this Privacy Statement, please contact us at:

Post Advisory Group LLC
2049 Century Park East, Suite 3050
Los Angeles, CA 90067

310-996-9600
marketing@postadvisory.com

Annex of Privacy Statement

A current list of Post’s affiliated entities is available upon request.

If you are located in the EEA, the UK, or Switzerland: You have a right to object to the processing of your PI where that processing is based on our legitimate interests. Please note, however, that we may continue to process your PI where permitted by applicable law, including where necessary to comply with legal or regulatory obligations.